Not Declining the Divine Name?

John writes some strange things in Revelation, aka The Apocalypse of Jesus Christ. An angel fills a golden censer with fire from the heavenly altar, and throws it to the earth. And there’s an angel standing in the sun, crying with a loud voice to birds flying mid-heaven, “Come and gather together for the great supper of God.”

More mundane perhaps is the case below. It appears John does not decline the Divine Name. Now why would that be strange?

The One Who Is

Before proceeding directly, some necessary background must be provided. The applicable verbiage in Revelation 1:4, our subject verse, comes not from the Hebrew but the Greek of Exodus 3:14.1 This portion of the Greek ‘Old Testament’ was translated from the Hebrew Bible (Tanakh) by Jews in the middle of the 3rd century BC.2 Exodus 3:13 is included, in order to provide necessary context:

3:13 Then Moses said to God, “Behold: I shall go to the sons of Israel and say to them, ‘The God of our fathers has sent me to you.’ They shall ask me, ‘What is His Name?’ What shall I tell them?” 14 God replied to Moses, “I AM THE ONE WHO IS [EGŌ EIMI HO ŌN].” Then He said, “So tell the sons of Israel, ‘THE ONE WHO IS [HO ŌN] has sent me to you.’”3

Moses is concerned that telling the Israelites “The God of our fathers has sent me to you” will be deficient. They may also want to know His Name. In response, God first provides what appears to be His Name:4I AM THE ONE WHO IS.” The pertinent portion is THE ONE WHO IS, for this forms part of God’s directive to Moses when He speaks again:  “So tell the sons of Israel, ‘THE ONE WHO IS [HO ŌN] has sent me to you.’”

It will prove beneficial to examine the (transliterated) Greek. We will begin with an overly literal word-for-word translation, and then proceed until we reach a more suitable rendering at the bottom. In the first part of verse 14 is God’s initial reply to Moses:

EGŌ EIMI HO ŌN
I I-am the being/existing5
I am the existing (one)
I am the-one existing
I am He-who exists/is
I am He Who Is
I am The One Who Is

EGŌ is simply the first person singular pronoun “I”. The second word, EIMI, is the first person singular finite verb “be” (“I-am”). Since person and number are encoded in all Greek finite verbs, each one has a built-in subject. In this instance, it is the first person singular “I”. Therefore, strictly speaking, the pronoun “I” (EGŌ) is not necessary and likely implies emphasis. So, the initial part of God’s response should be understood as the emphatic “I AM”.

The third word, HO, is the Greek article.6 It can be crudely translated simply “the”. In our context, the article functions to substantivize the participle following it. In other words, the Greek article + participle here form a noun, a nominative.

To further explain, a Greek participle is a non-finite verb, which means it can never be a complete sentence unto itself.7 Participles can function either as adverbs (modifying a verb) or adjectives (modifying a noun). When the article precedes it, as it does here (the article HO + participle ŌN), the participle is functioning as an adjective. And when the combination of article + participle stands alone,8 it is a substantival, taking the place of a noun. HO ŌN is in the nominative case, functioning here as the predicate nominative. ŌN is the masculine singular present participle of “be” (=“being”, “existing”, “is”), and taken together with the article yields: THE ONE WHO IS.

A Greek article also encodes grammatical gender (masculine, feminine, or neuter), matching that of its associated part of speech—in this case the participle. Hence, they are both masculine. Therefore, a valid translation is HE WHO IS. For our purposes, we will use THE ONE WHO IS.9

Thus, we translate the above I AM THE ONE WHO IS. The predicate nominative of this proclamation then becomes the subject nominative in God’s instructions to Moses to tell the sons of Israel: ‘THE ONE WHO IS has sent me to you.’

With this background provided, we shall proceed to the applicable portion of Revelation 1:4:

1:4 John to the seven ekklēsiais in Asia: Grace to you, and peace from [apo] THE ONE WHO IS [HO ŌN], THE ONE WHO WAS [HO ĒN], and THE ONE WHO IS COMING [HO ERCHOMENOS]…

John the Revelator is using poor Greek grammar! In the first instance [HO ŌN], it appears John does not decline the Divine Name. To be more specific, in the prepositional phrase (PP) beginning with apo (“from”), THE ONE WHO IS should be grammatically declined to the genitive case [TOU ONTOS], not remain in the nominative case [HO ŌN]. R. H. Charles explains John’s apparent rationale:

We have here a title of God conceived in the terms of time. The Seer [John] has deliberately violated the rules of grammar in order to preserve the divine name inviolate from the change which it would necessarily have undergone if declined. Hence the divine name is here in the nominative [case].10

Mathewson provides further comment:

This PP [prepositional phrase] is one of the first clear examples of John’s numerous solecisms. Here the preposition apo is followed by the nominative case (ho) rather than the expected genitive (tou). There is broad agreement that the grammatical incongruity is intentional . . . The most likely explanation is that by grammatical incongruity the author wishes to draw attention to the titular nature of this expression and the OT text from which it comes: Exod 3:14.11

Of the three elements, the first [HO ŌN] and third [HO ERCHOMENOS] follow the same pattern. Each uses the nominative case in the form of the substantival Greek article + participle after their common preposition apo (“from”). So, both seem to follow the same logic and purpose, if grammatically odd.

The second element, however, is grammatically worse than the other two! It is not ‘merely’ a nominative where it should be in the genitive case. It is in the incongruous form of Greek article + finite verb. Recall that a finite verb encodes person and number; so, each has a built-in subject, and each can form a complete sentence. Thus, if we were to translate the second element word-for-word, it would be the nonsensical THE ONE WHO HE WAS, HE WHO HE WAS, THE HE WAS, or THE WAS. In other words, even when standing on its own—outside the apo (“from”) PP—this construction (article + finite verb) is nonsensical.

Yet this can be explained somewhat. The verb “be” in Greek (EIMI) lacks a past participle, and so the finite verb ĒN (WAS) is substituted as the closest compromise. The purpose of the article preceding it—though absolutely wrong grammatically—is to retain parallelism with the other elements in this PP to the extent possible.12

But one might contend (this writer would) that THE ONE WHO IS [HO ŌN] by itself sufficiently connotes eternality; that is, if God simply IS, then this implies He has no beginning and no end.13 Swete observes that “the [Jewish] Targums read into the words [the Hebrew of Exodus 3:14] a reference to the infinite past and future of God’s eternal ‘now’”.14 

In his Prepositions and Theology, Murray J. Harris refers to this text of Rev 1:4.15 After providing various explanations for the grammatical anomalies, he concludes, “The easiest and most common explanation is that this threefold title of Yahweh is an indeclinable noun that by its very form effectively highlights the unchangeable and eternal character of God.”16

Divine Name or Title?

The careful reader may have observed that HO ŌN is sometimes referred to as the Divine Name and other times as a title or part of a longer title, depending on the source. The larger context of Exodus 3 may provide clarity on this. Following is the same selection above but with the next two verses included:

3: 13 Then Moses said to God, “Behold: I shall go to the sons of Israel and say to them, ‘The God of our fathers has sent me to you.’ They shall ask me, ‘What is His Name?’ What shall I tell them?” 14 God replied to Moses, “I AM THE ONE WHO IS.” Then He said, “So tell the sons of Israel, ‘THE ONE WHO IS has sent me to you.’” 15 Then God spoke again to Moses, “So, say this to the sons of Israel: ‘The LORD [Hebrew: YHWH], the God of your fathers—God of Abraham, God of Isaac, and God of Jacob—has sent me to you.’ This is My Name forever and how I am to be remembered from generation to generation.16 Now go and gather together the elders of Israel and say to them, ‘The LORD [YHWH], the God of your fathers, appeared to me—God of Abraham, God of Isaac, and God of Jacob…’ ”

Observe that God specifically states His Name as “The LORD [YHWH]” in verse 15. The Greek ‘OT’ consistently translates the Tetragrammaton (YHWH) as KYRIOS. English versions usually render this the all caps LORD. The portion following His Name, “the God of your fathers”, should probably be understood such that it further describes/defines “The LORD [YHWH]”.

So what do we make of THE ONE WHO IS? Is it to be understood as yet another Name? A Title?

Prior to the transcription of the Targums, a section of the Jewish pseudepigraphic work Sibylline Oracles dated ca. 2nd century BC–20 BC17 describes God as existing eternally, by using present participles of “be” [accusative forms]:

3:15 But He, Himself eternal, has revealed Himself 16 as One Who Is/Exists [ONTA], and so even heretofore exists [prin EONTA], and yet even still hereafter.18

The way this is phrased, it seems that the first part of the sentence (“But He, Himself eternal, has revealed Himself as One Who Is/Exists”) is intended to state God’s eternality, while the rest of the phrase further describes it. He exists, meaning He has existed at all times past up to and including the present, and will continue to exist into the future. And this selection provides a clue to further define John’s likely intention.

There are contemporaneous secular works describing ‘gods’ as existing eternally. But they use Greek finite verbs instead of participles. “Zeus was, Zeus is, Zeus shall be” (Pausanias, Greciae descriptio, 10.12.10).19 Also, “Aion, the god of time, ‘is and was and will be’”.20

Comparatively, Aune notes, “The title [HO ŌN] was known to Jews in Asia Minor as attested by an inscription on an altar from Pergamon that reads THEOS KYRIOS HO ŌN EIS AEI.21 This could be rendered: “God, the LORD, the One who exists/is forever.”

Taken altogether, it is the opinion of this writer that the phrase I AM THE ONE WHO IS in Exodus 3:14 is God’s declaration of His eternal existence—His proclamation of His Divine attribute of eternality. Assuming so, THE ONE WHO IS, then, was used as a Divine Title, not a Divine Name. It seems possible it reflects (part of) a self-description inherent in His Divine Name YHWH, the Tetragrammaton.

Therefore, assuming the above, in apparent reverence, John the Revelator kept this Divine Title HO ŌN intact, instead of subjecting it to the usual grammatical declining. But what about the rest of John’s phrase?

Note that John’s full expression does not follow the pattern in any of the others above. Perhaps the most obvious difference is the third element, which does not reflect ‘infinite future’ but rather God’s coming (HO ERCHOMENOS) at the culmination of salvation-history—the eschaton, the end of all things from our earthly perspective.22 This fact more foundationally supports the position that HO ŌN by itself sufficiently expresses eternality.

Less clear is the time referent, temporal or eternal, for the grammatically incongruous second element (HO ĒN) in the three part phrase. It could be a corollary to “the beginning/originator of God’s creation” (HĒ ARCHĒ TĒ KTISEŌS TOU THEOU) in Revelation 3:14.23 If so, the second and third elements would reflect the entirety of salvation-history, from beginning to end.

If all this holds, John’s expression would reflect God’s intrinsic Self-existence in the Divine Title in the first element, while the second and third elements together would represent the termination points of salvation-history. Stated differently, the first element in this triadic Title reflects God’s eternality, the second and third reflect the beginning and ending, respectively, of God’s direct interaction with humankind in the earthly realm–in temporality.

___________________________

1 The Hebrew of the first words of God in Exodus 3:14 is usually rendered I AM THAT I AM.

2 The Greek ‘OT’ is part of the larger Septuagint (LXX), which includes a body of works known as the Apocrypha, aka Deuterocanon (“second canon”) in some traditions.

3 We must also take note that in the next verse God continues the same line of thought, this time by explicitly explaining and stating His Name; however,  John the Revelator does not reference this portion directly. More on this below.

4 Or perhaps this is God’s way of proclaiming an ontological attribute, one exclusive to Him: His eternality. The LORD God simply IS. See note 13.

5 “I am THE BEING” is Brenton’s translation.

6 While English has both a definite article (the) and an indefinite article (a), Greek has only one article. 

7 This is in distinction from finite verbs (see EIMI above), which can and do sometimes form complete sentences unto themselves, since both person and number are appended morphologically. A great example is Jesus’ final word on the Cross in John 19:30: Tetelestai. It is a 3rd person singular perfect tense-form verb, in the middle voice, and in the indicative mood. It is best translated “It is finished”, or, perhaps better, “It has been finished.”

8 A Greek article + participle can also function as an attributive adjective, if it is modifying a noun, thus further describing that noun.

9 Masculine gender here is to correlate with THEOS, GOD, which is also masculine in grammatical gender. While HE WHO IS works, it is subject to possible misinterpretation in English—that God is male in a biological sense.

10 R.H. Charles, Revelation of John, A Critical and Exegetical Commentary; ed. Samuel Rolles Driver, Alfred Plummer, and Charles A. Briggs; Accordance electronic ed. (Edinburgh: T. & T. Clark, 1920), para 41640. Charles adds: “It could have been preserved in classical Greek, i.e. apo tou ho ōn. But our author shows no knowledge of this construction” (para 41640; Greek transliterated, bold added for emphasis). Yet the Textus Receptus (the Greek text underlying the KJV) inserts tou here (see this site, e.g.); but, take notice of Charles’ comment that John “shows no knowledge of this construction”. The language/dialect of Classical Greek, from which tou would emanate in this instance, ended about 400 years before the Koine Greek of the NT era. As far as I can determine, the Textus Receptus sources only one manuscript for Revelation here, specifically GA 2814 (12th century), and this tou appears to be a singular reading. That is, it appears to be the only extant manuscript with this reading. Yet, quite a few manuscripts (including 𝔐 [Majority Text]) insert the genitive for “God” (theou) between apo and the nominative HO ŌN, in an attempt to smooth out the grammar.

11 David L. Mathewson, Revelation: A Handbook on the Greek Text, Baylor Handbook on the Greek New Testament (Waco, TX: Baylor University Press, 2016), p 4 (Greek transliterated).

12 Cf. Charles, Revelation, para 41641.

13 Craig R. Koester (Revelation, The Anchor Yale Bible [New Haven: Yale University Press, 2014]) comments that the neuter form of article + EIMI present participle [TO ON] had been used to imply eternality: “Greco-Roman sources sometimes used the form to on for God as “the existent one” or as “being” (Seneca the Younger, Ep. 58.7, 17; Plutarch, Mor. 393B–C)” (p 215).  See notes 4 and 5.

14 Henry B. Swete, The Apocalypse of John: The Greek Text with Introduction, Notes and Indices, 3rd ed. (London: MacMillan, 1917), p 5. This is in the public domain and available online here. And here the Targums understand the Hebrew of Exodus 3:14 as I SHALL BE WHO I SHALL BE [Gr. ESOMAI HOS ESOMAI].

15 Murray J. Harris, Prepositions and Theology in the Greek New Testament: An Essential Reference Resource for Exegesis (Grand Rapids, MI: Zondervan, 2012), pp 66–67

16 Harris, Prepositions and Theology, p 67. Cf. Swete, Apocalypse: This construction “must be explained by regarding the whole phrase as an indeclinable noun” (p 5).

17 See J. J. Collins, “Sibylline Oracles” in James H. Charlesworth, Ed. The Old Testament Pseudepigrapha: Apocalyptic Literature & Testaments, Anchor Bible Reference Library (New York, NY: Doubleday, 1983): “[Verses 1–45] could have been composed at any time in the late Hellenistic period or early Roman periods. If we assume that they originally formed a unit with any part of 46–92, we can fix their date more precisely . . . Verses 46–62 must be dated shortly after the battle of Actium” (p 360).

18 The Greek (transliterated): all’ autos anedeixen aiōnios autos eauton onta te kai prin eonta, atar pali kai metepeita. Charles renders it: “But he, himself Eternal, hath revealed himself as One who is and was before, yea and shall be hereafter.”

19 The Greek here is Zeus ēn, Zeus estin, Zeus essetai (Ζεὺς ἦν, Ζεὺς ἔστιν, Ζεὺς ἔσσεται).

20 Koester, Revelation, p 215.

21 David Aune, Revelation: Revelation 1–5, Word Biblical Commentary 52A (Dallas, TX: Word Books, 1997) p 30, (Greek transliterated).

22 Charles, Revelation, opines that the present participle of erchomai [“is coming”] is used here instead of the future form, “with a definite reference to the contents of the Book and especially to the coming of Christ, 1:7; 2:5, 16; 3:2; 22:7, 12, etc., in whose coming God Himself comes also [ED: in 1:8, e.g.]” (para 41641).

23 Note the first words of John’s Gospel: “In the beginning (ARCHĒ) was (ĒN) the Word”.

__________________________

Similarly themed posts:

An Eternal Christological Conundrum

Looking Past the Future

Jesus’ Kingly Appearance

Being Blessed

Advertisement

What Did Pilate State in John 19:22?: Conclusion (repost)

[This is the second of a two-part repost in recognition of Holy Week. See part I.]

In the conclusion here I shall more closely explore the three verses leading up to Pontius Pilate’s pithy phrase in John 19:22. Due to the rather technical nature of the explanation below, I shall provide a summary as preface.

A ‘mismatch’ in Greek grammatical gender in Jesus’ response to Pilate in John 19:11 may well indicate that Pilate’s God-given authority had a more specific application for his role in the Passion (18:28–19:22). His final phrase (19:22) provides the climax to this circumscribed role. Clues to such an elevated role are found in the narrator’s use of specific verbiage in 19:19 and again in 19:20. These include John’s borrowing of the Latin titulus and yet another ‘mismatch’ in grammatical gender. The Latin titulus becomes the Greek titlos, an apparent neologism, and the ‘mismatch’ occurs in this new word and what is translated “it had been inscribed/written”. The latter phrase (and slight variations) is frequently used before Scripture quotations.

Before proceeding to the analysis, some necessary background in John’s Gospel will be provided first.

Events Leading Up to Jesus’ Arrest

In reaction to Jesus’ increasing popularity following the miracle of Lazarus’ revivification (11:38-45; 12:9-11), some of ‘the Jews’9 conferred with the chief priests and the Pharisees who then summoned the Sanhedrin (11:46-47). They were concerned they would eventually lose their “place and nation” (11:48). While “place” in its Scriptural context may refer to the Temple, it may well (also) mean the leaders’ privileged positions, which were granted by, yet subject to, Roman authority.

At this meeting Caiaphas, the High Priest (11:49) said, “…it is better that one man die for the people than for the whole nation to perish” (11:50; cf. 18:14). The narrator of the Gospel adds:

51 He did not say this of himself but, as High Priest that year he prophesied that Jesus was going to die for the nation, 52 and not only the nation, but also that He would unite into one the children of God who are dispersed.10

The Greek words for “children of God” above are found only here and in 1:12 in John’s Gospel. Thus, ironically, the fulfillment of his words would have different consequences than he likely assumed (cf. 7:35), and would result in the inclusion of Gentile believers as children of God on equal footing (12:32; cf. 4:42; Rom 2:28-29).

They then plotted Christ’s death (11:53), apparently conspiring to arrest Him at the next available opportunity toward that end (11:55-57).

In the meantime, the Devil cast into the heart of Judas Iscariot the desire to betray Jesus (13:2; cf. 13:18, 21). Shortly thereafter, at the Last Supper, “Satan entered into him” (13:27), and then Judas left to carry out his betrayal (13:30). Soon after that he went to an olive grove where he knew Jesus often met with his disciples, bringing with him “a detachment of soldiers and some officers of the chief priests and the Pharisees” (18:1-3).

Jesus’ Arrest and Trials

Jesus was subsequently arrested and brought before Annas, the father-in-law of Caiaphas (18:12-14), who questioned Him (18:19-23) before sending him on to Caiaphas (18:24). Then Christ was led to Governor Pilate’s palace (18:28).

Pilate enquired about the charges levied against Jesus (18:29), and with no direct answer given (18:30) he instructed them to “judge him by your own law” (18:31).11 ‘The Jews’ replied, “We are not authorized to execute anyone” (18:31). This was to fulfill the kind of death Jesus would suffer (18:32; cf. 12:33), as He indicated earlier—being “lifted up”, i.e., crucified (12:32).

Yet the fact that Roman soldiers (18:3) were employed in Jesus’ capture indicates Pilate may well have been apprised of the charges before Christ was presented to him. This would account for his first question to Jesus: “Are you ‘the king of the Jews’?” (18:33). Pilate’s words here could be intended, alternatively, as showing incredulity (cf. Isa 53:2): “You are ‘the king of the Jews’?”12 After Jesus informed him that His kingdom is not of this world (18:36, 37), Pilate found him without guilt, then asked the Jews if they would agree to release Him as per the annual tradition of freeing one prisoner at Passover (18:38-39). The Jews chose Barabbas instead (18:40).

With that Pilate had Jesus flogged (19:1). The soldiers, mocking Jesus’ ‘purported’ kingship, put a crown of thorns on His head and clad Him in a purple robe (19:2-3).

After this, still unconvinced of Christ’s guilt, Pilate tried once more to persuade them to reconsider (19:4). When Jesus came out wearing the crown of thorns and the purple robe, Pilate said (19:5), “Behold, the man!” This is probably Pilate’s way of challenging their charge of His [Jesus’] alleged claim of political kingship.

In response the chief priests and their officials shouted out (19:6): “Crucify! Crucify!” In return Pilate told them to crucify Him—knowing they couldn’t of course—again stating he found the charges to be without foundation (19:6). ‘The Jews’ countered using a different tact, “We have a law, and according to this law He must die, for He made Himself God’s Son” (19:7; cf. 5:18; 10:33). They were likely appealing to Leviticus 24:16, accusing Jesus of blasphemy.

Upon hearing their new allegation Pilate grew more afraid (19:8). Having been immersed in Greco-Roman polytheism, Pilate may have thought Jesus a ‘divine man’. Whatever the case, this new claim prompted him to ask Jesus, “Where are you from?” (19:9). When Christ remained silent Pilate apparently grew agitated, adding, “Don’t you know I have the authority to release you and I have the authority to crucify you?” (19:10). Jesus responded, “You would have no authority over me if it had not been given to you from above; therefore, the one who has delivered me over to you is guilty of a greater sin” (19:11; cf. 10:17-18).

From this point forward Pilate kept seeking to release Him. But, in persistence, ‘the Jews’ shouted, “If you release this fellow, you are no friend of Caesar’s—anyone who makes himself a king opposes Caesar” (19:12). Note the verbal connection between “makes himself a king” and “made Himself God’s Son” (cf. 5:18, 10:33) above.

It was around the “sixth hour” (noon) on the Day of Preparation of Passover week (19:14; cf. 13:1). With this time marker we know that Jesus’ impending death, only a short time away, would be around the same time when priests would begin slaughtering paschal lambs (Exo 12).13 Now the “Lamb of God” (1:29; cf. 1 Cor 5:7; Heb 9:11-15; 1 Pet 1:19; Rev 5:6) is about to meet a similar fate at about the same hour (cf. Exo 12:46; John 19:33, 36).

In response to their last statement (19:12), Pilate brought Jesus out and said (19:13-14), “Here is your king!” To that they shouted: “Take that man away! Take away! Crucify him!”14

Pilate answered (19:15), “Shall I crucify your king?”

The chief priests, in feigned allegiance to Caesar for the sake of expediency, answered (19:15), “We have no king but Caesar!” Their claim could be understood as a denial of their own God, their King (Jdg 8:23; 1 Sam 8:7; Psa 136:3)—at Passover, no less.

Their response was intended to dissuade Pilate from releasing Jesus, as doing so would make it appear he recognized Him as a rival to Caesar’s kingship. And thus Pilate failed in his efforts to free Jesus. ‘The Jews’ and the chief priests forced his hand, and so he handed Jesus over to them for crucifixion. Obviously unhappy with this turn of events, Pilate would exact revenge against them.

The Crucifixion and Pilate’s Enduring Statement

With Jesus formally sentenced, the soldiers took charge (19:16). After carrying His cross, He was ‘lifted up’, placed between two others (19:17-18).

Below is the brief section leading up to and including Pilate’s final statement in John’s Gospel. Each occurrence of the Greek verb root “write” (graphō) is bolded. In addition, titlos is left untranslated, for it is difficult to provide a suitable one-word substitute. An exploration of these terms will commence further below.

19 Yet Pilate also wrote a titlos and fastened it to the cross. It had been inscribed: JESUS THE NAZARENE, THE KING OF THE JEWS. 20 Many of the Jews thus read this titlos, for the place where Jesus was crucified was near the city, and it had been written in Aramaic, Latin, and Greek. 21 The chief priests of the Jews therefore said to Pilate, “Do not write, ‘THE KING OF THE JEWS’, but that man, ‘SAID, I AM KING OF THE JEWS.’”15

22 Pilate answered, “What I have written, I have written.”

Pilate’s inscription was intended as an insult to the Jews. The pen is indeed mightier than the sword here—in more than one way.

Since first century Greek texts lacked punctuation (and spacing between words!), there is some ambiguity as to the exact request of “the chief priests of the Jews” and how they wished to amend Pilate’s original words. I interpret their intention was to replace ‘…THE KING OF THE JEWS’ in the inscription with ‘…SAID, I AM KING OF THE JEWS’, resulting in their proposed verbiage JESUS THE NAZARENE SAID, I AM KING OF THE JEWS. They wanted the words to reflect a claim of Jesus, not a claim of the Jewish nation. From their perspective, the inscription as it stood may “appear to be a formal declaration of Jesus’ identity rather than a charge against Him.”16

Pilate was well aware their charges had been trumped up, so he was undoubtedly taking much pleasure in making a mockery of them in response to their mocked allegiance to Caesar at Jesus’ expense. They may have forced his hand, but he showed them who ultimately had the upper hand.

But Pilate’s vindication would have other ramifications. While we understand the theological implication in Pilate’s inscription—as it stands it makes a true statement of Jesus’ Kingship—taking a closer look at the context while investigating related historical background provides a stronger foundation upon which to construe it this way.

Other Signs

It was not uncommon in first century Rome for a criminal on his way to execution to be accompanied by a sign stating both his name and the offense for which He was condemned. It was either (a) carried by an official walking in front of him17 or (b) hung around his own neck.18 But there is not much historical evidence for placing this same sign on the criminal’s cross, and what is available is ambiguous.19 We must note that none of the Gospels mention anyone carrying a sign of this sort during the Via Dolorosa. This is not to definitively claim someone had not, however. We merely have no explicit evidence. What we know for certain is that a sign was placed onto Jesus’ cross indicating His supposed crime.20

The word used in both instances above referring to the sign accompanying condemned criminals is the Latin titulus. John’s titlos—found only here in 19:19 and 19:20 in all Scripture (and seems to be first used by John)—is a ‘loanword’ from this Latin term. Titulus had rather broad applications in first century Latin texts. In addition to the two examples previously cited, the word was used by Pliny the Younger (ca. AD 61—113) for a notice to rent21 and by Roman poet Ovid (BC 43—AD 17/18) for a notice of public sale.22 It was also used to signify a grave marker.23 As can be deduced, the term applied to both the object inscribed and its inscription in these instances. However, for our purposes, more important is the fact that at times titulus was used solely for the inscription itself in distinction from the object on which it was inscribed.24

The term can refer to epitaphs (i.e., the inscriptions) as distinct from grave markers.25 Roman historian Titus Livius Patavinus (ca. BC 64/59—AD 12/17) applied it to Hannibal’s self-inscription on an altar in which he glowingly described his own achievements.26 Columella (ca. AD 4—70), a writer on agricultural concerns, used the word to reference titles of books.27 Ovid, in the very same work referred to in the previous paragraph, used titulus to signify the title of a pamphlet.28 And most pertinent here, in a work written around the time Christ was born, Ovid employed the term in reference to honorific titles—as applied to Augustus Caesar, for example.29 In similar fashion, in one context Ovid used it as a title acquired by assuming it from those conquered or from some heroic event, yet also in synonymity with “name” (Latin: nomen).30 Yet, given that Pilate’s purpose with the inscription was to antagonize ‘the Jews’, can we rightly apply any of these meanings (epitaph, title, name) to John 19:19?

The text in 19:19 states that Pilate wrote the titlos (titulus) and affixed it to the cross. The task of placing the titlos onto the beam, however, was almost certainly delegated. Yet given the preceding historical investigation—illustrating titulus could refer to either the inscribed object and its inscription or the inscription only—there are a number of possible scenarios with regard to the writing of the words. Perhaps Pilate dictated the desired text to a scribe for inscribing.31 Or maybe he himself penned the words on a papyrus (titlos) and then gave this document to a scribe for inscribing onto the (presumed) board of the titlos.32 It could be that he inscribed the titlos in Latin and then gave it to a secretary to translate and write the Aramaic and the Greek. Whatever the case, in some manner, Pilate wrote the titlos.

Textual Clues and Syntactical Pointers

There’s a grammatical issue in the latter part of v. 19 that may well have a bearing here. The words preceding the inscription—“It had been inscribed” in the translation above (akin to the English past perfect)—are translated from a participle reflecting a neuter subject, yet titlos is masculine. In other words, it does not refer to titlos. (Greek grammar usually requires grammatical gender match.) This exact syntax is found again in 19:20. So, to what or whom does it refer?

This is typically translated impersonally: “There was written” (“It [the inscription] read”).33 However, as Keener notes, each and every time this syntactical structure with this verb is used up to this point in John it references Scripture (it is written; it had been written).34 Keener concludes, “Thus John may ironically suggest that Pilate, as God’s unwitting agent (19:11), may carry out God’s will in the Scriptures.”35 Could God’s Spirit have superintended the writing of the inscription, despite Pilate’s vindictive purpose?

The words it is written in the verses prefacing Scripture references (2:17; 6:31, 45; 10:34; 12:14; 15:25; cf. 5:46; 8:17) are in the Greek perfect tense-form, while 12:16 contains a pluperfect—the same form as 19:19 and 19:20. Though all these are important to my argument here, key is the usage of 12:16, best rendered these things had been written.36 In that context, the narrator notes that the disciples recalled earlier events but only fully understood how they fulfilled Scripture from the vantage point of their post-glorification perspective (after Jesus’ resurrection).37 Before considering this line of inquiry further, how might 19:11 (which Keener referenced above) impact the interpretation in 19:19?

While the authority Pilate possessed in a general sense was certainly “from above” (anōthen), as it is for all rulers and authorities, this was not Jesus’ point here. Similar to v. 19, there is a mismatch in gender in v. 11. Just as the participle in 19:19 is neuter, so it had [not] been given is neuter in 19:11. The Greek word for authority, however, is feminine.38 Thus, if it had not been given to you from above does not refer to Pilate’s general conferred authority but instead is circumscribed to his specific role in the events unfolding at the time: “the fact that Jesus has been given into his hands has been determined by God”.39 More specifically, my contention here is that this specific authority was conferred to Pilate for his entire role in the Passion sequence.

Below is the pertinent portion of the verse:

19:11 ouk eiches exousian kat’ emou oudemian ei mē ēn dedomenon soi anōthen
not you have authority over me nothing if not was it having given you from-above
“You would have no authority over me if it had not been given to you from above.”

Going out a bit further, interestingly, this same syntactical format (‘not _____’ if it has/had not been given from God) is first found in John the Baptizer’s response to those who mentioned Jesus’ baptizing and the increasing numbers going to Him (3:26):

3:27 ou dynatai anthrōpos lambanein oude hen ean mē ȩ̄ dedomenon autō̧ ek tou ouranou40
not s/he be able person to receive and-not one if not may-be it having given him from heaven
A person is not able to receive not one thing if not it may be given to him/her from heaven
“A person is not able to receive anything if it has not been given to them from heaven.”

Though the Baptizer’s statement serves a particular purpose in its context, it should also be seen as a maxim, a general statement.41 These words of the Baptizer are the first with this syntactical structure in John’s Gospel, while Jesus’ words to Pilate are the last. Thus, in my opinion these form bookends, one opening and the other closing an inclusio. The Baptizer’s maxim then relates to some intervening uses of “give” (didōmi), such as parts of the Bread of Life discourse (e.g. 6:37, 39), Jesus’ Prayer (17:7, 11, 12, 22), and Jesus’ cup (18:11).42 Of course, it also relates to Jesus’ statement in 19:11 (ei mē ēn dedomenon, “if it had not been given”). The remaining verse fitting this grammatical structure (6:65) is thematically relevant:

6:65 oudeis dynatai elthein pros me ean mē ȩ̄ dedomenon autō̧ ek tou patros
no one is able to come to me if not may-be it having given him/her of the Father
“No one is able to come to Me if it has not been given to them by the Father.”

The point here is that while God places individuals in certain positions he also orchestrates specific events, using certain individuals to accomplish specific tasks in these events. Thus, understanding Pilate’s unique role in the Passion per Jesus’ phraseology in 19:11, we might be able to assume that this circumscribed, God-given authority extends to the inscription, especially when we consider the syntax in 19:19 and 19:20 (it had been inscribed) and how that relates to other uses of this same structure. Even still, can we make the leap that his words on the inscription are tantamount to writing Scripture? If so, what Scripture is referenced?

Crucial to understanding the Gospel of John is to grasp that the author is writing from a perspective post-Jesus’ resurrection. After Pentecost, the Spirit had been given. And from this perspective the Spirit brings to remembrance past events, further illuminating them to the disciples (14:26; 16:12-15). At various points the narrator implies this by calling attention to some of Jesus’ previous statements (12:32 via 12:33 and 18:32|6:39 via 17:12 and 18:9). In 2:22 the narrator remarks that after “He [Jesus] was raised” the disciples ‘remembered’ His words and “they believed the Scripture (graphē, noun form of graphō) and the word that Jesus spoke” (in 2:19).  But what “Scripture” is ‘remembered’ here? It cannot be the one referenced in 2:16, for 2:17 specifically explains that particular one. By the context the intended Scripture referent appears to be the OT (Tanakh) in a general sense, as it relates to the resurrection.43

Somewhat similar to 2:22 is 12:16—the Triumphal Entry. Here the narrator states that the disciples fully realized that these things had been written about Him only “after Jesus was glorified”. “These things”—which is neuter in the Greek—refers to the Scripture referenced in 12:13 and 12:15. Yet in this same context the narrator relates it was not only the things that had been written but also these things done to Him. We can construe that this refers to the events acted out in fulfillment of those two Scriptures. However, oddly, if at the time of Jesus’ ministry the disciples didn’t understand that He was being proclaimed king, why did the crowd say these things? The seeming contradiction is reconciled if we understand it more broadly (similar to 2:22 above) to mean Jesus’ Kingship in the post-glorification sense.44 In other words, their initial interpretation of “king” was in a political sense, and then after they ‘remembered’ “these things”, God’s Spirit provided further illumination, as in 2:22.

Tying It All Together

Considering the immediately preceding regarding 2:22 and 12:16, and adding in the syntactical connection between 12:16 and 19:19-20, we have a point of contact. One may argue that the grammatical relationship (these things had been written > it had been written/inscribed) is a bit tenuous, but the thematic one certainly applies. Yet the strength of the thematic link should bolster the grammatical. If the narrator relates how the disciples’ remembrance was further illuminated (implying by virtue of the Spirit: 14:26; 16:12-15), then how much more would the narrator/writer himself be likewise illumined?45 When we factor in the syntactical relationship between 19:19-20 and all other uses of it is written / it had been written (as pertaining to Scripture) in conjunction with Pilate’s unique authority in the Passion as revealed in Jesus’ words in 19:11 (and this grammatical and thematic link to 3:27), we have a stronger case for tying all this together.

Therefore, my contention is that John wrote this with the understanding of a dual purpose for the inscription: one for Pilate’s vengeance, and one for the Spirit to make a true identity statement. In other words, John himself recognized that the words Pilate wrote had influence from the Spirit, so he chose (under influence of the Spirit) it had been inscribed/written as a way to make this connection. I further contend this is why John borrowed the Latin titulus in his use of titlos.

Assuming my argument here, one can see it is certainly no leap to enlarge the definition of John’s titlos to include “title” (THE KING OF THE JEWS) and/or “name” (JESUS THE NAZARENE) or both/and (JESUS THE NAZARENE, THE KING OF THE JEWS). Thus, rather than merely considering the wording on the inscription as an implication, we have grammatical and contextual reasons to assert with confidence that JESUS THE NAZARENE, THE KING OF THE JEWS is indeed written as a Messianic title, and/or a name, a proclamation in a literal sense—in addition to Pilate’s vindication. And the prefatory it had been inscribed designates that the words following, similar to the meaning in 12:16, refer to the OT (Tanakh) generally, rather than one specific verse or section. In other words, the Scripture that Pilate references on his titlos—under the superintending of the Spirit—is the OT (Tanakh) in a general sense, as it relates to Jesus’ Kingship.

Given all this, Pilate’s inscription, with the assistance of God’s Spirit, could be perceived as the climactic contravening of two statements by ‘the Jews’: Jesus “made Himself God’s Son” in 19:7 (cf. 5:18; 10:33) and “makes Himself King” in 19:12 (cf. 1:49; 12:13; 18:38), both encapsulated in Nathaniel’s proclamation in 1:49 “you are the Son of God; you are the King of Israel” (cf. 12:13).

If all this prevails, then the chief priests of the Jews’ plea to Pilate to amend the title may be interpreted ironically as an indirect attempt at usurping God’s authority by unknowingly trying to change Scripture. Interestingly, the narrator does not record that they ‘wanted to change’ (using allassō, e.g.) or something to that effect; instead they say to Pilate “do not write” (using graphō). This is yet another linguistic/grammatical and thematic link further cohering the four verses (19:19-22).

Yet Pilate refused to alter the altar: What I have written, I have written. What I have written, I stand by. The irony then is that Pilate, a pagan and acting as God’s unwitting agent, stood by God’s words, while the opposing Jews who had just executed their Messiah wanted to amend them.

So, what did Pilate “state”? His final words “What I have written, I have written” affirm his inscription, and by doing so, those words remain in Scripture in a state of having been written. And, if the analysis here is accepted, with God’s ‘hand’ on Pilate’s ‘pen’, Pilate ‘wrote’ New Testament Scripture, words that endure to this very day.46

___________________________________

9 I place ‘the Jews’ in single quotes when the text uses οἱ Ἰουδαῖοι (hoi Ioudaioi), since this is the manner in which the Gospel of John chooses to identify this sub-group. Note, however, that while John’s characterization is mostly negative in the text here, there are quite a few times in the Gospel when the term is used in positive (2:6; 4:22; 8:31; 11:19, 31, 33, 36, 45; 12:9, 11; 19:31) or neutral (1:19; 2:13; 3:1, 22; 5:1, 15; 6:4; 7:2; 11:55; 13:33; 18:20; 19:20, 40, 42) settings (such as in describing a certain festival “of the Jews”), or times in which the group is perhaps understandably perplexed (2:20; 6:41, 52; 7:15; 7:35; 8:57; 10:19). The term’s meaning in John is a bit ambiguous and remains an enigma. Even the designation the Pharisees is sometimes used positively or neutrally (e.g. 9:16). However in this section of John’s Gospel ‘the Jews’ are Jesus’ adversaries.

10 My translation, as are all Scripture quotations in this article. The Latin is also my translation, assisted by online sources and, at times, by others’ English translations. My goal is to adhere closer to a formal equivalence than a dynamic or functional one. To that end, I endeavor to translate nouns for nouns, verbs for verbs, etc.

11 The words of Pilate here may well be an example of artistic license on the part of John the Evangelist. These may have been meant to be ironical in that, according to Mosaic Law—and in truth, of course—Jesus was not guilty of any crime.

12 Since Greek finite verbs encode person and number, a pronoun is not necessary unless the subject is ambiguous; thus, the presence of the pronoun “you” (συ) here is not necessary, and may be used for emphasis.

13 Here I’m following John’s intent in his presentation of events without trying to reconcile them with the Synoptic accounts. See Thompson, John: A Commentary, pp 388-390. Thompson presents a synopsis of (1) the difference between the Synoptic Gospel’s accounts regarding the timing of Jesus’ death as compared to John’s, (2) the problem of associating Jesus’ death with the “sixth hour” (noon) and how this does not seem to correlate with the timing of the slaughtering of Passover lambs.  However, John’s chronology indicates Jesus will be crucified later than noon (he had to first take up his own cross and then walk to the crucifixion site), and so her observations regarding the typical time range for sacrificing Paschal lambs (beginning a bit after 1:30 in the afternoon at the earliest) do not necessarily contradict this. Those attempting to reconcile John with the Synoptics employ various measures. See, e.g. Andreas J. Köstenberger’s contribution in G. K. Beale & D. A. Carson eds., Commentary on the New Testament Use of the Old Testament (Grand Rapids, MI: Baker, 2007), p 500.

14 The twice-used verb for “take away” (αἴρω, airō) has a somewhat broad semantic range that can mean take up as in to raise up to a higher position, move to another place, carry away. It seems likely a double meaning is intended here. That is, ‘lift that man up’ may be understood as the additional meaning, in irony.

15 The word translated “Aramaic” is Hebraisti, which some English versions render “Hebrew”. Following Harris (Murray J. Harris, John, Exegetical Guide to the Greek New Testament, Andreas J. Köstenberger & Robert W. Yarbrough, gen. eds. [Nashville, TN: B&H Academic, 2015], p 314), I construe the periphrastic ἦν + γεγραμμένον in v. 19 and v. 20 as akin to the pluperfect of γράφω (cf. 12:16), though I prefer to translate as an English past perfect rather than a simple past.

16 Thompson, John: A Commentary, p 398.

17 In Roman historian Suetonius’ (c. AD 69—122) Caligula—Emperor from AD 37 to 41—an account of a slave sentenced to execution by the Emperor for stealing silver (32.2) was “preceded by a sign indicating the cause for his punishment” (Latin: praecedente titulo qui causam poenae indicaret). Cf. for a similar account in the 2nd century (AD 177) Eusebius, Ecclesiastical History, 5.1.44, in which someone carried a board (πίναξ, pinax) in front of Attalus with the inscription THIS IS ATTALUS THE CHRISTIAN.

18 In Suetonius’ Domitianus (10.2-3)—Domitian was Roman Emperor from AD 81 to 96—the sign describing the charge was placed upon the accused gladiator himself (cum hoc titulo: Impie locutus parmularius; “with this sign [upon him]: ‘A Parmularian [gladiator] impiously spoke’”).

19 Craig S. Keener, The Gospel of John: A Commentary, two volumes (Peabody, MA: Hendrickson, 2003) p 2.1137. “The posting of the accusation on the cross is not well attested, either because those describing the crucifixion had already mentioned it being carried out . . . or because the practice was not in fact standard although, given the variations among executions, in no way improbable . . . (p 2.1137, n 608).

20 Although only Matthew (27:37) and Mark (15:26) specifically refer to a sign stating the cause (aitia) for which Jesus was crucified, this does not mean we cannot infer this from the other Gospels (cf. John 19:6).

21 Letters, 7.27 (“To Sura”): Athenodorus legit titulum: “Athenodorus read the notice (to rent the haunted mansion)”.

22 In Remedia Amoris (Cures for Love), for the notice of sale (Latin: sub titulum, “‘under’ the notice”, i.e., “using the notice”) for the household items the unscrupulous girl had plundered (302). Cf. the oft-neglected Marvin R. Vincent, Vincent’s Word Studies in the New Testament (Peabody, MA: Hendrickson, 2009), p II.283. Cf. Tibellus (c. BC 55-BC 19), Elegiae, 2.4.54: ite sub imperium sub titulumque; “you go under her command and under the notice.”

23 Pliny the Younger: Letters, 6.10.3: post decimum mortis annum reliquias neglectumque cinerem sine titulo sine nomine iacere: “ten years postmortem his remains have been cast down and neglected, without a grave marker and without a name.” That titulus in this context does not mean “epitaph” (the inscription itself as distinct from the marker) is evident by the next line of the epistle, in which the author specifies the words the deceased wanted inscribed (inscriberetur) as his epitaph. Also see Ovid, Fasti, Book IV.23, 44, in which titulus refers to a scroll and the writing upon it (longum scriberet annum vidit  . . . proximus est titulis Epytus: “to see what he might have engraved on the roll . . . next on the scroll is Egyptus”).

24 See F. R. Montgomery Hitchcock, “The Use of γράφειν,” Journal of Theological Studies old series 31 (1930), pp 272-273.

25 Martial (ca. AD 38/41—102/104), Epigrammata (published between AD 86 and 103), I.93.4: Plus tamen est, titulo quod breviore legis: ‘Iunctus uterque sacro laudatae foedere vitae, famaque quod raro novit, amicus erat’: “Yet more is what you glean from this brief epitaph: ‘Knit in the sacred bond of life with an honored reputation rarely known: they were friends’.” Cf. Ovid, Epistulae: Sappho Phaoni, 15.190-195; cf. Pliny the Younger, Letters, 9.19.3: . . . si immortalitatem quam meruere sectantur, victurique nominis famam supremis etiam titulis prorogare nituntur: “ . . . if they now seek immortalization, and the names they have so greatly earned in glory and fame to secure, and to perpetuate themselves by epitaphs.” By the context it seems possible that both the inscription and the grave marker are included in titulus here, but the primary meaning is certainly the epitaph/inscription itself.

26 Titus Livius, Ab Urbe Condita (The History of Rome), 28.46.16 aram condidit dedicavitque cum . . . titulo: “he erected and dedicated an altar with . . . an inscription.”

27 De De Rustica, Book IX, preface: tituli, quern prae-scripsimus huic disputationi: “the title, which we have prefixed to this discourse.” Cf. De De Rustica, Book VIII, preface; cf. Quintilian (ca. AD 35—100), Institutio Oratoria, Book 2.14.4: quos hac de re primum scripserat, titulis Graeco nomine utatur: “from earlier [works] which he had written, Greek name titles were used.” In other words, he used Greek names as titles in earlier works.

28 Remedia Amoris, in the very first line of the poem (1): titulum nomenque libelli, “name and title of this little book”. I interpret this as epexegetical such that “name” further defines titulus. In other words, “name” refers to the title (and ‘title’ refers to the name) on the book’s title page, in order to differentiate it from the other meaning of titulus as both inscription and inscribed object (title page). Alternatively, the terms titulus and nomen could be synonymous here. See note 30.

29 Fasti, Book III.419-420: Caesaris innumeris . . . accessit titulis pontificalis honor; “To Caesar’s innumerable . . .  titles the honor of Pontificate was added.” Cf. M. Tullius Cicero (BC 106—BC43), Against Piso, 9.19: posset sustinere tamen titulum consulatus: “might have the power to sustain the title of consulate.”

30 Fasti, Book I.599-604: si a victis, tot sumat nomina Caesar, quot numero gentes maximus orbis habet, ex uno quidam celebres aut torquis adempti aut corvi  titulos auxiliaris habent. Magne, tuum nomen rerum est mensura tuarum; sed qui te vicit, nomine maior erat: “If Caesar claims names from those conquered, let him take as many as the mighty globe has nations! From one event some celebrate—either from a neck-chain won or allied ravens—the titles they possess. O great one [Pompey the Great], your name is the measure of your deeds, but he who conquered you was greater in name.” Cf. Ovid, Fasti, Book IV.115, in which the goddess Venus is referred to as the titulus of a calendar month. See note 28 for another possibility.

31 See Hitchcock, “The Use of γράφειν,” pp 271-273.

32 Ibid.

33 E.g., Harris, John, p 314. See note 15 above.

34 Keener, Gospel of John, p 2.1138. All but one of the Scripture verses Keener cites here are perfects (as the periphrastic ἔστιν γεγραμμένον: 2:17; 5:46; 6:31, 45; 8:17; 10:34; 12:14; 15:25), the lone exception being 12:16, a pluperfect (the periphrastic ἦν + γεγραμμένα). While the perfects are important, it is this exception in the pluperfect that provides the primary link for the argument I shall put forth here.

35 Keener, Gospel of John, p 2.1138. The author understands Pilate’s conferred authority in 19:11 in a general sense (pp 2.1126-27) rather than in the more circumscribed view I shall pursue below. And Keener does not mention the grammar ‘mismatch’ issue at all.

36 It is actually a periphrastic, an equivalent to the pluperfect—see note 34.

37 See, e.g., the late Larry Hurtado’s pre-publication Remembering and Revelation: The Historic and Glorified Jesus in the Gospel of John.

38 More specifically, the participle δεδομένον is neuter. It would have to be the feminine δεδομένη to agree with the feminine ἐξουσίαν (authority) here. Cf. C. K. Barrett, The Gospel According to St. John: An Introduction with Commentary and Notes on the Greek Text, 2nd ed. (Philadelphia: Westminster, 1978) p 543. In addition, it may be that Jesus’ answer here includes a roundabout answer to the question Pilate posed in 19:9: “Where are you from?” Answer: ἄνωθεν, “from above”.

39 Rudolf Bultmann, The Gospel of John, transl. G. R. Beasley-Murray, Gen Ed., R. W. N. Hoare & J. K. Riches (Philadelphia, PA: Westminster, 1971), p 662. Cf. George R. Beasley-Murray, John, Word Biblical Commentary, D. Hubbard, G. Barker, gen. eds. (Waco, TX: Word, 1987), pp 339-340. Yet neither mentions the grammatical gender mismatch as does D. A. Carson: The Gospel According to John, Pillar New Testament Commentary, D. A. Carson, gen. ed. (Grand Rapids, MI: Eerdmans, 1991), pp 600-602. But, Carson appears to terminate the circumscribed authority at Pilate’s capitulation in 19:13 (p 603); however, my position here is that this does not terminate until Pilate’s final words in 19:22.

40 There is a difference here in that a neuter subject is found in ἕν, hen (one) from the apodosis.

41 C. K. Barrett, The Gospel According to St. John, p 222.

42 This does mean to imply, of course, that 3:27 (and 6:65 just below) is no longer applicable as a general maxim.

43 See C. K. Barrett, The Gospel According to St. John, p 201.

44 See Carson, The Gospel According to John, pp 433-434.

45 See Jörg Frey, Theology and History in the Fourth Gospel (Waco, TX: Baylor University Press, 2018), pp 151-154.

46 Alternatively, John the Gospel writer took certain liberties in fashioning his Gospel, and in so doing, re-formed some words to make his theological and christological points.

Misgendering the Spirit

Language learners should master the concept of grammatical gender. This is especially true for native English speakers. I’ve found many Christians, even some in scholarly circles, who are confused on this issue. As a consequence, the Holy Spirit is sometimes ‘misgendered’.

The problem is birthed from confusion between (and conflation of) grammatical gender and biological sex, as in male and female. From this confusion, faulty ideas arise as to what constitutes personhood.

To state simply: grammatical gender does not necessarily indicate biological sex. Most times there is no correlation whatsoever.

Grammatical Gender en Español

Since Greek has three grammatical genders, it may be helpful to first illustrate from a language with only two. Below are some examples in Spanish, the world’s fourth-most spoken language (after English, Mandarin Chinese, and Hindi).

the cat = el gato
the dog = el perro
the table = la mesa
the bank = el banco
the store = la tienda

Notice how “the” is spelled two different ways in Spanish. The words for “cat”, “dog”, and “bank” have el before them. These words (gato, perro, banco) are masculine in grammatical gender, so the corresponding word for “the” is also masculine (el). Comparatively, the Spanish words for “table” and “store” have la preceding them. These words (mesa, tienda) are feminine in grammatical gender and therefore have la to match.

This use of el in front of grammatically masculine nouns and la in front of grammatically feminine nouns must be maintained. You should never see ‘la gato’ or ‘el mesa’—these are grammatical mismatches, errors.

Now, we would hardly think any table or store is female. Nor would we think any bank is male. And, of course, we would hardly think all cats and all dogs are male.

In Spanish, there is a simple way for designating female cats and female dogs. An extra word is added to el perro and el gato to specify a male:

the female dog = la perra
the female cat = la gata
the male dog = el perro macho
the male cat = el gato macho

The astute student can readily see that the last letter of both perro and gato is changed from “o” to “a” to make it feminine in grammatical gender. This way, the grammatical gender also indicates the female sex of the dog and the cat. But since perro and gato mean “dog” or “cat” generically (without regard to biological sex), adding macho to the end indicates that the dog or the cat is male. In these examples grammatical gender correlates to biological sex.

Below are the final Spanish examples for our purposes:

the Father = el Padre
the Son = el Hijo
the mother = la madre
the spirit = el espíritu
the Holy Spirit = el Espíritu Santo

The only feminine grammatical gender above is found, appropriately, in “mother”. Similarly, both “Father” and “Son” are masculine. However, when referring to God biological sex is not to be understood, of course.

The word for “spirit” is masculine in grammatical gender. But this doesn’t mean that a spirit has biological sex. To specify “the Holy Spirit”, the word Santo follows el Espíritu. And since the Holy Spirit is part of the Triune God, once again, we don’t construe biological sex.

The Three Genders in the Greek

As noted earlier, Greek has three grammatical genders, adding neuter:

the sun = ho hēlios (masculine)
the earth/land = hē gē (feminine)
the water = to hudōr (neuter)

Like Spanish, the Greek word for “the” must match the grammatical gender of its associated noun. In the examples above, “sun” (hēlios) is masculine, “earth/land” (gē) is feminine, and “water” (hudōr) is neuter. So, correspondingly, the words for “the” are masculine (ho), feminine (hē), and neuter (to), respectively. Of course, none of the words in these examples indicate biological sex.

the world/universe = ho kosmos (masculine)
the land/region = hē chōra (feminine)
the lake = hē limnē (feminine)
the open/deep sea = to pelagos (neuter)
the deep sea = ho bythos (masculine)

In viewing the above, the reader may perceive a seeming randomness to the assignment of grammatical gender. The last three all relate to water, yet each one has a different grammatical gender! In fact, the last two are synonymous.

Once again, none of these can be construed as implying biological sex. And none of these are persons in any sense, of course.

the word/speech = ho logos (masculine)
the word/saying = to rhēma (neuter)

Despite what some Word of Faith (Word/Faith) teachers claim, these two words are essentially synonymous when referring to speech.1 And when referring to speech generally, we do not assume biological sex or personhood, of course.

In the case of ho logos the difference comes in the preexistent Jesus Christ, “the Word” (John 1:1—14). Certainly, we recognize the personalization—the ‘Personhood’2—of “the Word” here. However—and this is an important distinction—the masculine grammatical gender of ho logos does not indicate personhood in and of itself. Nor does it indicate biological sex—God is not intrinsically a sexual Being. It is the flesh (human) aspect of Word-become-flesh (Jesus the Christ) that indicates biological sex. Jesus is a biological male in virtue of His human nature, not His Divine nature. In His pre-earthly existence as “the Word” He was not even a biological being.

the Father = ho Patēr
the Son = ho Huios
the mother = hē mētēr
the spirit = to pneuma
the Holy Spirit = to Pneuma (to) Hagios

Not surprisingly, the first three above parallel the Spanish in terms of grammatical gender. The only feminine occurs, appropriately, in “mother”. Similarly, both “Father” and “Son” are masculine. And again, as in Spanish—or any translation of Scripture—when referring to God biological sex is not to be understood.

But when compared to the Spanish word for “S/spirit” grammatical gender differs. In Greek the word (pneuma) is neuter. Consequently, confusion results among many. To some apparently, the neuter grammatical gender necessarily construes a non-being, a thing. And from there it would follow that non-beings are non-persons. But this conflates distorted notions of grammatical gender with biological sex/gender in the English and imposes them upon the Greek.

Christendom, We Have a Problem

Confusion manifests in two ways, with one mistaken notion following the other. Because the word for “Spirit”, pneuma, is neuter in grammatical gender, some interpreters wrongly assume:

(a) this must mean that the Holy Spirit is not a ‘person’, since the Spirit is neither masculine (misconstrued as “male”?) in grammatical gender nor feminine (misconstrued as “female”?);

(b) however, because one section of Scripture (John 14:15—16:15) uses the grammatically masculine paraklētos (“counselor”, “advocate”, “comforter”) to refer to the Spirit, then this makes the Holy Spirit a person.

Now, to be clear, I absolutely affirm that Scripture declares the ‘Personhood’ of the Holy Spirit. But this is not due to the masculine grammatical gender of paraklētos. More on this further below.

Generally, the Got Questions site explains Christian concepts adequately (if a bit simplistically at times). But their page for the ‘Personhood’ of the Holy Spirit, Is the Holy Spirit a person?, contains the errors identified in this blog post. To unravel, I will analyze one sentence at a time. First the text, from the second paragraph at the preceding hyperlink:

The Bible provides many ways to help us understand that the Holy Spirit is truly a person—that is, He is a personal being, rather than an impersonal thing. First, every pronoun used in reference to the Spirit is “he” not “it.” The original Greek language of the New Testament is explicit in confirming the person of the Holy Spirit. The word for “Spirit” (pneuma) is neuter and would naturally take neuter pronouns to have grammatical agreement. Yet, in many cases, masculine pronouns are found (e.g., John 15:26; 16:13-14). Grammatically, there is no other way to understand the pronouns of the New Testament related to the Holy Spirit—He is referred to as a “He,” as a person.

Error begets error. Beginning with the first sentence:

The Bible provides many ways to help us understand that the Holy Spirit is truly a person—that is, He is a personal being, rather than an impersonal thing.

This is true.

First, every pronoun used in reference to the Spirit is “he” not “it.”

Though this may be true in English translations, this is absolutely untrue in the Greek New Testament. This will be clarified as we go.

The original Greek language of the New Testament is explicit in confirming the person of the Holy Spirit.

In the original Greek language the word for “S/spirit”, pneuma, is neuter, as stated earlier. But this has no bearing whatsoever on whether or not the Holy Spirit is an impersonal thing any more than the masculine kosmos (“world”) indicates that the world is a personal being. It’s not the Greek language that establishes personhood; it’s the contexts describing the Holy Spirit that establish it.

The word for “Spirit” (pneuma) is neuter and would naturally take neuter pronouns to have grammatical agreement.

This is absolutely true. And it absolutely does in the Greek.

Yet, in many cases, masculine pronouns are found (e.g., John 15:26; 16:13-14).

Three masculine (demonstrative) pronouns are used in these cases (and one more each in 14:26 and 16:83) because they refer to the noun paraklētos, which is a masculine noun! Moreover, this is hardly “many cases”, as these are only found in the Farewell Discourse (John 14:16—16:15) when the pronoun refers to paraklētos. The Farewell Discourse is also interspersed with neuter pronouns in the Greek when referring to pneuma. For example, in John 14:17, the neuter relative pronoun hò is used once and the neuter ‘personal’ pronoun auto is used twice as substitutes for to pneuma at the very beginning of the verse—though all three are translated as the masculine “him” in English. This is to indicate personhood in English. To reiterate, these three neuter pronouns are translated as masculine pronouns in English solely to signify personhood for English readers. This is an issue in translation, not in Greek.

Grammatically, there is no other way to understand the pronouns of the New Testament related to the Holy Spirit—He is referred to as a “He,” as a person.

I cannot know if the author is being dishonest or is obtusely conflating issues. As noted just above, the English translations generally use “he” when a pronoun is substituted for the Holy Spirit. But the Greek pronouns here agree in grammatical gender with their antecedents, their referents. And in the Greek New Testament any pronoun which refers to pneuma is also neuter to match in grammatical gender.

So how do we Biblically establish the ‘Personhood’ of the Holy Spirit? Murray J. Harris in his exegetical commentary on John’s Gospel provides some helpful introductory apologetics here (the author translates paraklētos “Helper”):

The fact that the pronouns referring to the Spirit…are neuter no more establishes the impersonality of the Spirit than the masculine pronouns ekeinos in 14:26; 15:26; 16:8, 13-14 and auton in 16:7 [ED: referring to paraklētos] prove the personality of the Spirit. In each case the gender of the pronouns is grammatically conditioned…The personality of the Spirit should be established without appeal to the masculine pronouns in the passages cited above. (One can argue, for example, that since Jesus as Helper [implied by allos, “another” in 14:16] is personal, one would assume that the Spirit as “another Helper” is also personal. And the other personal roles attributed to the Spirit, such as teaching and reminding [14:26], testifying [15:26], guiding [16:13], and informing [16:14-15], would certainly be strange if the Spirit were simply an impersonal force).4

In short, it’s not the Greek grammar that argues for the ‘Personhood’ of the Holy Spirit. It’s the contexts describing Him. A few other contexts in this regard:

  • The Holy Spirit can be grieved (Ephesians 4:30).
  • The Holy Spirit can be lied to (Acts 5:3), which is tantamount to lying to God (Acts 5:4).
  • The Holy Spirit is sent jointly by the Father (John 14:26) and the Son (John 15:26; 16:7) and is received by believers (1Cor 6:19, etc.), in whom the Spirit performs some of these personal functions.
  • The Spirit’s Deity finds affirmation in the sharing of the one Divine Name with the Father and the Son (Matthew 28:19). If the Father and Son are ‘Persons’, then it most likely follows that the Holy Spirit is, as well. Though equality of ‘Personhood’ cannot definitively be established by this one verse, it’s this verse in concert with other verses that help make the case. As another example of such, Jesus is called paraklētos (1John 2:1), while Jesus refers to the Holy Spirit as ‘another paraklētos’ (John 14:16).

No Good Apologies for Bad Apologetics

Using bad apologetics can harm the Christian cause. Anyone who is against Trinitarianism specifically or Christianity generally can use that bad pronoun argument against the Christian faith. Such bad arguments can make us seem like the ignorant and unintelligent (or intellectually dishonest) people that many non-believers accuse Christians of being.

Such faulty arguments used in attempts to bolster a theological position undermine proper Christian apologetics. Let’s endeavor to do better. I know we can!

______________________________________

1 But logos has a more expansive range of meanings. For those unaware, many Word/Faith teachers assert (among other things) the false dichotomy that rhēma denotes the ‘higher’ word from God for believers only while logos indicates the written Scriptures as a whole for everyone, including non-believers. Not only is this reductionistic, it fails to account for the fact that the verbal form (legō) of logos is used quite often preceding speech (so-and-so said [legō], “…”). A good example to refute this dichotomy presents itself in Matthew 12:36: But I say (legō) to you that every idle word (rhēma) that men speak (legō) they will give account/reckoning (logos) for in the day of judgment. Moreover, rhēma is found in only 65 verses in the New Testament as compared to over 300 for logos, while the verbal form legō occurs over 2000 times.

2 I always place single quotes around ‘Person’ when referring to individual hypostases of the Father, Son, or Spirit in order to indicate a distinction between modern ideas of personhood and those of Trinitarianism. The Father, Son, and Spirit should not be reduced to such secular notions.

3 These five occurrences of the masculine demonstrative pronoun (John 14:26; 15:26; 16:8, 13, 14), plus one masculine personal pronoun, are the only stand-alone pronouns in this entire section referring to paraklētos. There are some others implied in verbs (all finite verbs encode person and number, but not gender), though some are ambiguous as to their intended referent (see previous article Another Paraclete?, especially endnote 10). There are also neuter pronouns—specific and implied—referencing either the Holy Spirit or the Spirit of truth in the Farewell Discourse.

4 John, Exegetical Guide to the Greek New Testament (Nashville, TN: B&H, 2015), p 261 (Greek transliterated). And see note 3 above and my previous article related to this subject.

%d bloggers like this: